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Why Take This Course?
In a world where regulatory scrutiny is intensifying, organizations require auditors who can confidently assess their compliance systems. The ISO 37301 Lead Auditor training course equips you with the practical tools and knowledge to perform thorough, independent audits of Compliance Management Systems (CMS) based on ISO 37301.
Whether you’re auditing internally or on behalf of certification bodies, this course provides an in-depth foundation in ISO 19011 and ISO/IEC 17021-1 audit methodologies. You’ll learn how to examine policies, assess documented evidence, conduct interviews, and lead audit teams with confidence and professionalism.
By completing the course and passing the certification exam, you can earn the PECB Certified ISO 37301 Lead Auditor credential—recognized internationally as a mark of audit excellence.
Who Should Join This Training?
This program is designed for:
Auditors seeking to lead CMS audits based on ISO 37301
Compliance managers and consultants aiming to master the audit process
Professionals responsible for ensuring organizational compliance
Technical staff preparing for certification or internal audits
Advisors supporting organizations in compliance governance
What You Will Learn
At the end of this course, you will be able to:
Understand the structure and principles of a Compliance Management System (CMS)
Explain the relationship between ISO 37301 and related frameworks
Plan, conduct, and manage an audit in accordance with ISO 19011
Interpret and assess ISO 37301 requirements in the context of an audit
Draft clear nonconformity reports and support follow-up procedures
Apply ethical and professional conduct throughout the audit process
Learning Experience and Methodology
Real-world case studies and role-playing scenarios to build hands-on expertise
Group discussions, exercises, and interactive quizzes that mirror the certification exam
Practical guidance on preparing audit reports, conducting interviews, and handling findings
Scenario-based evaluations that strengthen critical thinking in audit decision-making
Prerequisites
To fully benefit from this course, participants should have:
A basic understanding of ISO 37301 or ISO 19600
Familiarity with auditing principles and techniques
- Certificate and examination fees are included in the price of the training course.
- Candidates who have completed the training course but failed the exam are eligible to retake the exam once for free within a 12-month period from the initial date of the exam.
Examination
The “Certified ISO 37301 Lead Auditor” exam fully meets the requirements of the PECB Examination and Certification Program (ECP). It covers the following competency domains:
Domain 1: Fundamental concepts and principles of a compliance management system
Domain 2: Compliance management system requirements
Domain 3: Fundamental audit concepts and principles
Domain 4: Preparing an ISO 37301 audit
Domain 5: Conducting an ISO 37301 audit
Domain 6: Closing an ISO 37301 audit
Domain 7: Managing an ISO 37301 audit program
Certification
After successfully completing the exam, you can apply for one of the credentials shown on the table below. You will receive a certificate once you comply with all the requirements related to the selected credential.
The requirements for PECB ISO 37301 Auditor certifications are as shown in the table below:
Credential | Exam | Professional experience | MS audit/assessment experience | Other requirements |
PECB Certified ISO 37301 Provisional Auditor | PECB Certified ISO 37301 Lead Auditor exam, or equivalent | None | None | Signing the PECB Code of Ethics |
PECB Certified ISO 37301 Auditor | PECB Certified ISO 37301 Lead Auditor exam, or equivalent | Two years, of which one in compliance management | At least 200 hours of audit activities | Signing the PECB Code of Ethics |
PECB Certified ISO 37301 Lead Auditor | PECB Certified ISO 37301 Lead Auditor exam, or equivalent | Five years, of which two in compliance management | At least 300 hours of audit activities | Signing the PECB Code of Ethics |
PECB Certified ISO 37301 Senior Lead Auditor | PECB Certified ISO 37301 Lead Auditor exam, or equivalent | Ten years, of which seven in compliance management | At least 1,000 hours of audit activities | Signing the PECB Code of Ethics |
Note: PECB certified individuals who possess both the Lead Implementer and Lead Auditor credentials are qualified for the respective PECB Master Credential, given they have taken 4 additional Foundation Exams related to this scheme.
To be considered valid, the audit activities should follow best audit practices and include the following:
- Planning an audit
- Managing an audit program
- Drafting audit reports
- Drafting nonconformity reports
- Drafting audit work documents
- Reviewing documented information
- Conducting on-site audit
- Following up on nonconformities
- Leading an audit team
Additional Information
- Certification and examination fees are included in the price of the training course
- PECB will provide training material of over 450 pages of information and practical examples.
- An attestation of course completion worth 31 CPD (Continuing Professional Development) credits will be issued to participants who have attended the training course.
- In case of exam failure, the candidate can retake the exam once for free within 12 months following the initial exam date.
Curriculum
- 1 Section
- 0 Lessons
- 5 Days
Expand all sectionsCollapse all sections
- Course AgendaDay 1: Introduction to the compliance management system (CMS) and ISO 37301
Day 2: Audit principles and the preparation for and initiation of an audit
Day 3: On-site audit activities
Day 4: Closing of the audit
Day 5: Certification exam0
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