ISO 37301 Compliance Management System-Lead Auditor

Become a trusted compliance auditor with ISO 37301. Gain the expertise to assess, report, and guide organizations in building robust Compliance Management Systems aligned with global standards.

On-Site
In-Person Training at Our Academy (Scheduled Sessions)
€3450.00
Online-Live
Live Instructor-led Sessions (Online via Zoom/MS Teams)
€2,850.00

Why Take This Course?

In a world where regulatory scrutiny is intensifying, organizations require auditors who can confidently assess their compliance systems. The ISO 37301 Lead Auditor training course equips you with the practical tools and knowledge to perform thorough, independent audits of Compliance Management Systems (CMS) based on ISO 37301.

Whether you’re auditing internally or on behalf of certification bodies, this course provides an in-depth foundation in ISO 19011 and ISO/IEC 17021-1 audit methodologies. You’ll learn how to examine policies, assess documented evidence, conduct interviews, and lead audit teams with confidence and professionalism.

By completing the course and passing the certification exam, you can earn the PECB Certified ISO 37301 Lead Auditor credential—recognized internationally as a mark of audit excellence.


Who Should Join This Training?

This program is designed for:

  • Auditors seeking to lead CMS audits based on ISO 37301

  • Compliance managers and consultants aiming to master the audit process

  • Professionals responsible for ensuring organizational compliance

  • Technical staff preparing for certification or internal audits

  • Advisors supporting organizations in compliance governance


What You Will Learn

At the end of this course, you will be able to:

  • Understand the structure and principles of a Compliance Management System (CMS)

  • Explain the relationship between ISO 37301 and related frameworks

  • Plan, conduct, and manage an audit in accordance with ISO 19011

  • Interpret and assess ISO 37301 requirements in the context of an audit

  • Draft clear nonconformity reports and support follow-up procedures

  • Apply ethical and professional conduct throughout the audit process


Learning Experience and Methodology

  • Real-world case studies and role-playing scenarios to build hands-on expertise

  • Group discussions, exercises, and interactive quizzes that mirror the certification exam

  • Practical guidance on preparing audit reports, conducting interviews, and handling findings

  • Scenario-based evaluations that strengthen critical thinking in audit decision-making


Prerequisites

To fully benefit from this course, participants should have:

  • A basic understanding of ISO 37301 or ISO 19600

  • Familiarity with auditing principles and techniques


  • Certificate and examination fees are included in the price of the training course.
  • Candidates who have completed the training course but failed the exam are eligible to retake the exam once for free within a 12-month period from the initial date of the exam.

Examination

The “Certified ISO 37301 Lead Auditor” exam fully meets the requirements of the PECB Examination and Certification Program (ECP). It covers the following competency domains:

Domain 1: Fundamental concepts and principles of a compliance management system 

Domain 2: Compliance management system requirements

Domain 3: Fundamental audit concepts and principles

Domain 4: Preparing an ISO 37301 audit

Domain 5: Conducting an ISO 37301 audit 

Domain 6: Closing an ISO 37301 audit

Domain 7: Managing an ISO 37301 audit program

Certification

After successfully completing the exam, you can apply for one of the credentials shown on the table below. You will receive a certificate once you comply with all the requirements related to the selected credential.

The requirements for PECB ISO 37301 Auditor certifications are as shown in the table below:

CredentialExamProfessional experienceMS audit/assessment experienceOther requirements
PECB Certified ISO 37301 Provisional AuditorPECB Certified ISO 37301 Lead Auditor exam, or equivalentNoneNoneSigning the PECB Code of Ethics
PECB Certified ISO 37301 AuditorPECB Certified ISO 37301 Lead Auditor exam, or equivalentTwo years, of which one in compliance managementAt least 200 hours of audit activitiesSigning the PECB Code of Ethics
PECB Certified ISO 37301 Lead AuditorPECB Certified ISO 37301 Lead Auditor exam, or equivalentFive years, of which two in compliance managementAt least 300 hours of audit activitiesSigning the PECB Code of Ethics
PECB Certified ISO 37301 Senior Lead AuditorPECB Certified ISO 37301 Lead Auditor exam, or equivalentTen years, of which seven in compliance managementAt least 1,000 hours of audit activitiesSigning the PECB Code of Ethics

 

Note: PECB certified individuals who possess both the Lead Implementer and Lead Auditor credentials are qualified for the respective PECB Master Credential, given they have taken 4 additional Foundation Exams related to this scheme. 

To be considered valid, the audit activities should follow best audit practices and include the following:

    1. Planning an audit
    2. Managing an audit program
    3. Drafting audit reports
    4. Drafting nonconformity reports
    5. Drafting audit work documents
    6. Reviewing documented information
    7. Conducting on-site audit
    8. Following up on nonconformities
    9. Leading an audit team

Additional Information

  • Certification and examination fees are included in the price of the training course
  • PECB will provide training material of over 450 pages of information and practical examples.
  • An attestation of course completion worth 31 CPD (Continuing Professional Development) credits will be issued to participants who have attended the training course.
  • In case of exam failure, the candidate can retake the exam once for free within 12 months following the initial exam date.

Curriculum

  • 1 Section
  • 0 Lessons
  • 5 Days
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